Must There Be Basic Action? *
2012; Wiley; Volume: 47; Issue: 2 Linguagem: Inglês
10.1111/j.1468-0068.2012.00876.x
ISSN1468-0068
Autores Tópico(s)Chaos, Complexity, and Education
ResumoAlthough a divine agent can perhaps simply say "Let there be light" and thus there is light, our sort of life is a bit more of a struggle, requiring us to do various things in order to get much of anything done. Consider illuminating a room, building a house, or baking a cake. How do we execute complex projects such as these? The answer, says contemporary action theory, is that we perform complex actions by performing a more or less intricate sequence of basic actions, while we perform basic actions immediately, directly or "just like that." Arthur Danto gave early expression to this way of thinking about the structure of action: "A basic action is perfectly simple in the same sense in which the old 'simple ideas' were said to be: they were not compounded out of anything more elementary than themselves, but were instead the ultimately simple elements out of which other ideas were compounded."1 The thought here is that the practically complex resolves into the practically simple as a digital image resolves into a highly structured set of color points, or as a digital recording resolves into a series of discrete sonic atoms. And my aim in this paper is to raise some doubts about this practical atomism and to say something about why it matters whether it is true. Dependence, mediacy, and complexity are abstract concepts, as are their complementary opposites, independence, immediacy, and simplicity. The determinate conception we have to do with here is of an instrumentally or teleologically basic action: very roughly, an action is basic in this sense when no means are taken in its execution, or equally, when it is not the end of any other action. The concept figures in the description of the structure of getting something done, specifically of getting something done on purpose or intentionally, and thus also in the description of the agent's point of view on the structure of his own efficacy. The agent so depicted understands himself as doing whatever he does through the performance of basic actions, with all the rest derived from these. Means-end rationality expands our sphere of influence and massively extends our reach—there are flags on the moon and at the bottom of the sea!—but it is precisely at the inner limit of this teleological order that a rational agent's power to make a dent in things is genuinely displayed. Where means-end rationality comes to a close, efficacy genuinely begins: this is where the conceptual rubber is supposed to hit the material road, in the things one does without thought about how they get done. Sometimes it is said there is a spark of the divine in this. My own view is the opposite, that there is at best only a shadow of the brute.2 The idea of basic action is a fixed point in the contemporary investigation of the nature of action. And while there are arguments aimed at putting the idea in place, it is meant to be closer to a gift of common sense than to a hard-won achievement of philosophical reflection. It first appears at the stage of innocuous description and before the announcement of philosophical positions. And yet, as any decent magician knows, the real work so often gets done in the set-up. I argue that the seemingly innocent idea of basic action is, in fact, bound up with a wide-spread conception of the nature of bodily or physical action (section 3.). Its legitimacy is vital to the intelligibility of the causal theory of action, according to which physical action consists of a mere event and a condition of mind joined (in the right way) by the bond of causality. Left unchecked, means-end reason threatens to permeate physical action, and thus threatens the sovereignty of the sphere of material events at the center of the causal theory: such events, including the movements of one's body when one intentionally moves it, are thought to be constitutively independent of the subject's rational capacities. Basic action is a necessary countermeasure, a sort of metaphysical containment wall needed to preserve the separate jurisdictions of the mind of the acting subject and what merely happens. I argue that so long as action theory proceeds under the assumption that there must be basic action, it must regard our relation to the progress of our own deeds as not different in principle from Marx's understanding of the relation of the non-worker (Nichtarbeiter) to the material processes that realize his own ideas, namely the work done on the factory floor.3 Each is alienated from the progress, or getting done, of his deeds. In each the process of doing something intentionally turns out to be a case of delegating tasks to another power. How the process comes to completion is not willed, and at best watched: the causal work is not the agent's work, his knowledge not self-knowledge (section 5.). We should find this unacceptable. And if this is right, it should be a pressing question whether there must be basic action. I argue that we have no good reason to think so: basic action is not forced on us by argument (sections 2. and 4.). It is open to us to consider an alternative, one on which action is not, in the fundamental case, barren of means-end structure, but instead permeated by it: we register as a force in nature not at the limit of the means-end order but precisely in its constitution. This change of orientation has general implications for the metaphysics of agency, not simply because it disturbs the foundation of the causal theory, but because it is itself a partial articulation of a conception of action as a categorically distinctive form of event or process. Here doing something intentionally is not an event of some generic kind with certain special causes, but instead an event that is inextricably both material and conceptual. In giving up on basic action, the means-end order is shown to be at once an order of causality (the means realize the end) and an order of reason (the end rationalizes the means). And this order, an order of practical reason, is shown to be internal to what happens, to the progress of the deed itself. However, I do not get much beyond ground clearing here. The expression "basic action" is plainly a term of art. Many meanings have been attached to it. I do not want to quarrel over its use. And I do not want to deny that there are legitimate sources of the widespread, though sometimes inchoate, intuition that there are or must be elementary practical operations, "basic actions"—things we do "just like that"—in some sense or other. (I say something about these sources and the specific ideas they lead to in section 4.). Nevertheless, I will be concerned with a very specific idea answering to the expression: it is the idea of teleological basicness.4 What I propose to do now is to isolate this conception of an elementary practical operation. I move my finger, flip the switch, turn on the light, and illuminate the room. This might be a report of four independent actions, an undifferentiated bundle or mere aggregate (A, B, C, D). Or it might be a report of a temporal sequence of otherwise independent actions, like entries in a diary (A and then B, B and then … ). But we do not have the case as Donald Davidson imagines it, and as it concerns us here, unless these are bound together as the elements of an explanatory order of means and ends: I do A, I do B, and, moreover, doing the one accounts for doing the other. Among actions so related, the end is why the means are taken (Why are you flipping the switch? I'm flipping it in order to turn on the light), and the means are how the end is realized (How are you turning on the light? I'm turning it on by flipping the switch). The question "Why?" that elicits the means-end order bears Anscombe's special sense and is tied to a certain sense of "How?", a question also eliciting that order and also articulating the point of view of the agent, though here not on the agent's reasons but on his efficacy.5 Basic action is a limit on this rational order of means and ends. It can be described from either side of the relation. Through the concept of an end: a basic action is not the end of any other action; nothing else is done in order to do it; it is not an answer to "Why?" when asked about any other action. And equally through the concept of a means: no means are taken in the execution of a basic action; it is not done by doing anything else; there is no answer to "How?" when asked of it. I illuminated the room by means of turning on the light, turned on the light by flipping the switch, and flipped the switch by moving my finger, but maybe moving my finger is something I simply did, something which did not involve taking any steps or means, or again doing anything with a view to moving my finger? If so, it is a basic action: That X is doing/did A is basic just when there is no A* such that X is doing/did A* in order to do A; or again, That X is doing/did A is basic just when there is no A* such that X is doing/did A by means of doing A*. Quite generally, rational agency is the capacity to apply thought to action: it is the capacity to do things for reasons or on the basis of considerations. In the canonical formulation of the consideration on which an agent acts, the agent is described as thinking that there is something about doing A and in light of this does A. In the specific case of instrumental agency, the thought about A is always that it has some relation to B, something else the agent aims to do, say, that it will be sufficient for doing B, or that it is necessary for doing B, or even only that it will facilitate doing B.6 Since a basic action is, by definition, not mediated by the performance of any other action, it is not mediated by any such thought—thought about how to bridge the gap between here, where one has not yet done what one aims to do, and there, where one has brought things to completion. With basic action, thought about how to realize the end in question gives out—one acts immediately, directly or "just like that." The classification of actions into the basic and the non-basic is not meant to be merely one among many ways of carving up what is done intentionally, as are classifications of actions according to whether or not one is done with the eyes open or on Tuesday. The classification is meant to be one we must recognize if we are to understand the very structure of intentionally doing something: whatever large-scale projects one has realized though the ordering of means to ends, one must eventually reach a fine enough resolution and come upon things that have been done without any thought about how to get them done. This bare-bones depiction of the structure of practical or productive consciousness is not meant to be, in the first place, the upshot of theoretical investigation, but instead part of the pre-theoretical scaffolding on which our researches into the nature of action take shape: its apparently unproblematic inevitability rests on its being placed among the innocent preliminaries. The model is pervasive. But does it really have all the authority of common sense? When I think about my own case, I have to confess that I have a hard time finding the basic ones. What have I done just like that? Suppose I am on the road to Kathmandu with Donald Davidson. "Stop! Don't turn left. We've got to go this way," I say, pointing to our position on the map, Chitwan, and then tracing the improbably straight path, arranged for philosophical purposes, of an unnamed road all the way to Kathmandu. What is the basic action in all this? Now, I intentionally moved my finger along the line from Chitwan to Kathmandu. And I also have moved my finger from Chitwan to here, Hetauda, which is halfway along the route. Indeed, I did this intentionally and with a view to moving it to Kathmandu. But of course I have also moved my finger from Chitwan to here, mid-point on the way to Hetauda. And why shouldn't it also be that I did this intentionally and with a view to moving it to Hetauda and so in order to move it to Kathmandu? After all if you point it out, I won't say "I didn't know I was", and moreover I will be able to give the reason why I was doing it. And, now, what is to prevent us from applying this procedure again and again without end, each time isolating some initial segment of a movement and showing it to be something I did with a view to bringing off the whole?7 The general challenge here is to take some actual intentional action A, an action performed on a particular occasion, and to point to one of its basic parts. The difficulty is to find a describable part of A, A*, which is something the agent did intentionally in order to do A, but which does not itself resolve into further sub-actions that the agent did intentionally in order to do A*. This challenge to find the basic action is not meant to be decisive, only suggestive, and to get us to wonder about the ground of our confidence that there is or must be basic action. If one does wonder, as I do, then the situation looks like this: there is a general philosophical consensus that basic action is the core of any action whatsoever, yet it is difficult, or at least more difficult than one might have expected, to discern particular cases of basic action. This forces the question why exactly we think that there is or must be basic action in the first place. What is supposed to convince us of this thing that we can't exactly find when we go looking for it? Before looking into the reasons and arguments, however, I want to say something about why we might care about this. The only feature of contemporary action theory as pervasive as the idea of basic action is the use of Wittgenstein's question to set the terms of the discussion: "Let us not forget this: when 'I raise my arm', my arm goes up. And the problem arises: What is left over if I subtract the fact that my arm goes up from the fact that I raise my arm?"8 For our purposes, whether Wittgenstein sincerely means to answer it does not matter; what matters is the widespread tendency to pursue the investigation of action through it. It matters because the question itself forces a certain shape on subsequent reflection. It insists that the theory of action be a search for a solution to this equation: action (or again, doing something intentionally) consists of a not-intrinsically-intentional physical event, a mere happening, occurring in a context where certain further facts obtain. In physical or bodily action things happen in the objective world: when I raise my arm, my arm goes up, and when I move a book, the book moves. My arm's going up, the book's moving—these are, of course, physical happenings, elements of the observable world of matter in motion. A presupposition of Wittgensteinian arithmetic is that such happenings are constitutively independent of a subject's rational capacities—they are what they are regardless of what or whether anyone thinks.9 The material processes underway or happening when one is acting, especially including the movements of one's body when one is intentionally moving it, are not intrinsically intentional. Rational purposiveness is to be understood in terms of their standing in external relations to something else. Indeed, very much of the dispute within mainstream action theory is over how to specify the something else (beliefs, desires, intentions, policies, acts of will, the agent herself, others?), and how to characterize the sort of relation (event causal, agent causal, triggering, structuring, sustaining, others?) joining this to what merely happens. The standard story of action says: I raised my arm when my arm's rising is caused in the right way by certain psychological occurrences with relevant contents. Here is Michael Smith: "Actions are those bodily movements that are caused and rationalized by a pair of mental states: a desire for some end, where ends can be thought of as ways the world could be, and a belief that something the agent can just do, namely, move her body in the way to be explained, has some suitable chance of making the world the relevant way."10 The standard story operates with a generic conception of the causal order, the order in which things happen because of other things. It aims at an understanding of acting, making things happen for reasons, as a matter of certain elements being related in the only way that bears on why anything happens. There are many, like Smith, who think a psychology of beliefs and desires is too impoverished to account for some of the more sophisticated manifestations of our own agency, but who are nevertheless committed to this naturalistic agenda and who proceed by extending the initial model, typically by supplementing the kinds of psychological occurrence that figure as causes.11 The typical complaint about the standard story (and any of its extensions) is that it leaves the agent out—depicting only a locus of psychological transactions but not a genuine source of reasoned activity—and thus cannot capture the essentially self-determined character of doing something intentionally. Non-standard stories of action hope to offer a corrective by placing something irreducibly "active" at the origin of the physical happening and say: I raised my arm when my arm's rising is caused in the right way by an act of will or by the agent himself. Here is John Bishop: "All intentional actions have a component which is a basic action, and it is here that the agent-causalist professes to find an irreducible causal relation between agent and event."12 But whatever the specific disputes, the parties to them share a generic conception of a material process or event (the conditions of identity and individuation are free of intentionality) and the explanatory ambition of fitting action into a world of material processes so understood. And thus they share an allegiance to the very general framework of the causal theory of action: that X did A intentionally is the arithmetic sum of what merely happens and something else. Anyone familiar with the literature in this part of action theory, the part representing standard and non-standard stories, should be struck by the ubiquity of appeal to the notion of basic action. It seems to sit at the center of these otherwise very different pictures of the constitution of physical action. Consider the passage from Smith above. What an agent "can just do" is what an agent can do without having to take any intentional steps or means: the performance of such a thing is (typically) a basic action in our sense. Whatever modifications might be made to the standard story, and however sophisticated it might become, what is crucial for our purposes is that basic action remains the fundamental manifestation of agency. And, as the passage from Bishop indicates, the concept of basic action is not simply a tool for those who build upon the standard story.13 Indeed, the dispute between standard and non-standard stories is about whether we can do without the metaphysical extravagance of an act of will or the agent in our understanding of basic action. In such a case, is the source or cause of what happens a complex of psychological states and events, an act of will, or simply the agent herself? The problem of action is here the problem of basic action, and the philosophy of action the philosophy of basic action. Why do those who hold a decompositional conception of action so consistently appeal to basic action? Why, that is, do they consistently think that the fundamental manifestation of agency appears at the inner limit of the rational ordering of means and ends? I believe this correlation is not an accident. Basic action in our specifically teleological sense does crucial and indispensible work for the causal theory: the viability of the conception of physical action as a composite of an independently intelligible external happening and further conditions depends on the availability of the concept of basic action. If the connection has hardly been discussed, that is only because dependence on something regarded as so innocent can hardly register as a topic for explicit reflection. It is important to articulate the connection nevertheless. The currency of our ordinary representation of action is a certain class of simple sentences (e.g. "Jones turned on the light," "I am making an omelet") in which the representation of an act-form ("to turn on the light," "to make an omelet") is immediately joined to the representation of an agent ("Jones," "I"). These are, after all, terms in which we ask and answer the reason-seeking why-question (I did A. Why? I am doing B.) and the efficacy-articulating how-question (I am doing B. How? I am doing A). Now, the causal theorist is happy to speak in such terms for ordinary purposes. But how are we to understand them? What are the fundamental commitments implicit in such talk and thought? Of course, the causal theorist resists taking ordinary reports of doing something intentionally to be representations of a distinct, intrinsically intentional form of material process. Davidson warns us, for example, not to be deceived by the adverbial form of "intentionally": "intentional actions are not a class of actions [or movements], or, to put the point a little differently, doing something intentionally is not a manner of doing it."14 Common thought and talk of action concerns, instead, what merely happens and further conditions. But since ordinary practical representations do not explicitly mention or refer to what merely happens—sometimes called the "result of" or "event intrinsic to" an action—the first step in subjecting action to a decompositional analysis is to isolate this element. And my thought is that without basic action this crucial first step could not be taken: a residue of intentionality would always remain in the representation of material processes themselves, of movements as movements. It will not be possible to realize the explanatory ambition of the causal theory, namely to fit action into a world that does not contain intrinsically intentional material processes, unless basic action is the fundamental manifestation of rational agency. What does it consist in that X did A when this is a non-basic action? On anyone's view, it consists in X's having done other thing(s) intentionally; these subordinate actions, the means, are that through which X did A. There are different forms of means-end connection, or ways in which means contribute to the realization of an end. In one sort of case, the staple of contemporary action theory's diet of examples, someone does something that, in the circumstances, is enough to do some other thing, e.g. Jones flipped the switch and in so doing he turned on the light. In another sort of case, that X did A (non-basically) consists in a series of actions no one of which is enough for success: I broke some eggs into a bowl, seasoned and stirred, then I poured the mixture into a pan, I let it sit for one minute, added cheese and scallion, and then flipped the egg pancake … et cetera, voila. I made an omelet in doing these other things. Now, it would not discharge the causal theorist's burden of isolating what merely happens simply to point out that when Jones turned on the light intentionally, the light's going on was caused by Jones' intention to turn on the light. For this causal connection rests on the following connection: Jones flipped the switch intentionally with the result that the light went on. Likewise it would not discharge the causal theorist's burden simply to point out that an omelet's coming into existence was caused by the agent's intention to make an omelet. For again this causal connection rests on complex connections between the several intentional actions that contribute to the omelet making. In each case, the analysis of non-basic action has left us with an unanalyzed residue that itself consists of one or more intentional actions. Thus the causal theorist has not yet isolated the not-intrinsically-intentional events whose causation in the right way can constitute intentional action. If all actions were non-basic, the causal theorist's analytical strategy would never yield what the theory demands: a mere happening whose causation by certain conditions of mind is acting intentionally. Basic action is what stops this regress. If "X did A" reports a basic action, then, ex hypothesi, X's doing A does not involve X's having done anything else intentionally. Here, finally, we have an action which might itself be identified with non-intentional movement caused by thought. Here, we reach a practical atom, something that might be shown to stand as the correlate of a mere happening. Of course, with the basic case in place the causal theory will extend the analysis by describing how non-basic action ultimately decomposes into an aggregate of basic actions, caused by intentions with such-and-such contents, which can themselves be decomposed into independently intelligible, metaphysically independent, internal and external elements, the mind of the acting subject and what merely happens.15 Let me step back from the details of the argument to say in very rough terms why I take the idea of basic action to come so naturally to those who think of material processes or movements in general, and thus of such movements as figure in physical action, as constitutively independent of thought. In general, philosophical conceptions of the objective, material world tend to proceed in parallel with conceptions of human subjectivity and the mind. The generic conception of a material process which makes the decompositional conception of intentional action seem compulsory is reflected in a certain conception of the mind, specifically of the mind in a practical relation to the world. Here, thought or reason must stop short of movement itself: it cannot reach all the way into the constitution of what happens.16 If the jurisdiction of practical thought must be so limited, so must the jurisdiction of specifically instrumental thought, the rational ordering of means to ends—there must be basic action. In section 2., I questioned the force of arguments for basic action that appeal to a putatively direct and intuitive awareness of them. But the deep attraction of the thought that there are basic actions comes from elsewhere. It stems, I think, from a sense that there must be, if there is to be any action at all: some of my actions depend on others for their occurrence, but not every action can depend on another, on pain of regress. But what exactly is the regress, and why is it vicious? In this section, I consider two attempts to develop the thought that basic action is necessary to halt a regress. On the first, the need for basic action grows out of reflection on the causal character of certain action concepts. On the second, the need for basic action grows out of reflection on the general character of practical cognition. In response to each, I want to agree that the regress argument locates a genuinely attractive idea, one that might answer to a sense that there must be elementary practical operations of some sort or other. But I then want to claim that the regress argument does not establish that there must be basic action in our specifically teleological sense and thus cannot do the metaphysical work required by the causal theory. Sometimes an agent's doing something (the officer sank the Bismarck) can be understood as her causing something to happen (the officer caused the Bismarck's sinking), where this can be understood in terms of a relation between action and upshot—her doing something caused a certain event (the Bismarck's sinking). But what did she do? The officer launched a torpedo; that is what caused the Bismarck's sinking. Yet here again an agent's doing something (the officer launched a torpedo) can be understood as her causing something to happen (the officer caused the torpedo's launching), where this is to be understood in terms of a relation between her doing something and some separable upshot (the torpedo's launching). But what did she do? The officer pushed a button; that is what caused the torpedo's launching. Let's say the following: where an action (X did A) can be analyzed in terms of a causal connection between another action and some external result (X did B and that caused E to happen), X did A causally-depends on X did B. And so, in our maritime narrative above, sinking the Bismarck causally-depends on launching the torpedo, and launching the torpedo causally-depends on pushing the button. Let's suppose that this last is not causally-dependent on some further action. In any case, the regress argument only insists that there must be some limit to the chain of causal-dependencies: where action causally-depends on action, there must be action that does not.17 The threat the regress poses is not simply that if performing an action would require performing infinitely many actions none would be possible. Here's an analogy. One mode of acquiring private property is by gift. ("It's mine because you gave it to me.") Since this involves objects that are already someone's property, there can be chains of acquisition by gift. ("It was yours to give because it had been given to you by so-and-so, and it was so-and-so's because … .") Such chains cannot go on forever, not because this would involve too many acts of giving, but because the intelligibility of any single act depends on another mode of acquisition—it is an essentially derivative ground of ownership. The spirit of our regress of causes is similar. In causally-dependent action we have an essentially derivative form of an agent's owning (up to) what happens, an essentially derivative form of crediting a person with that. It can seem like a merely technical point to say that with causally-dependent action X's causing is just a matter of X's action's causing, but here the remoteness of the agent
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