Aggregate Short Interest and Return Predictability

2014; RELX Group (Netherlands); Linguagem: Inglês

10.2139/ssrn.2474930

ISSN

1556-5068

Autores

David E. Rapach, Matthew C. Ringgenberg, Guofu Zhou,

Tópico(s)

Credit Risk and Financial Regulations

Resumo

We show that short interest is arguably the strongest known predictor of aggregate stock returns. It outperforms a host of popular return predictors both in and out of sample, with annual r-squared statistics of 12.89% and 13.24%, respectively. In addition, short interest can generate utility gains of over 300 basis points per annum for a mean-variance investor. A vector autoregression decomposition shows that the economic source of short interest’s predictive power stems predominantly from a cash flow channel. Overall, our evidence indicates that short sellers are informed traders who are able to anticipate future aggregate cash flows and associated market returns.

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