Artigo Acesso aberto Revisado por pares

Y-Chromosome Lineages Trace Diffusion of People and Languages in Southwestern Asia

2001; Elsevier BV; Volume: 68; Issue: 2 Linguagem: Inglês

10.1086/318200

ISSN

1537-6605

Autores

Lluís Quintana‐Murci, Csilla Krausz, Tatiana Zerjal, S.Hamid Sayar, Michael F. Hammer, S. Qasim Mehdi, Qasim Ayub, Raheel Qamar, Aisha Mohyuddin, Uppala Radhakrishna, Mark A. Jobling, Chris Tyler‐Smith, Ken McElreavey,

Tópico(s)

Rangeland Management and Livestock Ecology

Resumo

The origins and dispersal of farming and pastoral nomadism in southwestern Asia are complex, and there is controversy about whether they were associated with cultural transmission or demic diffusion. In addition, the spread of these technological innovations has been associated with the dispersal of Dravidian and Indo-Iranian languages in southwestern Asia. Here we present genetic evidence for the occurrence of two major population movements, supporting a model of demic diffusion of early farmers from southwestern Iran—and of pastoral nomads from western and central Asia—into India, associated with Dravidian and Indo-European–language dispersals, respectively. The origins and dispersal of farming and pastoral nomadism in southwestern Asia are complex, and there is controversy about whether they were associated with cultural transmission or demic diffusion. In addition, the spread of these technological innovations has been associated with the dispersal of Dravidian and Indo-Iranian languages in southwestern Asia. Here we present genetic evidence for the occurrence of two major population movements, supporting a model of demic diffusion of early farmers from southwestern Iran—and of pastoral nomads from western and central Asia—into India, associated with Dravidian and Indo-European–language dispersals, respectively. Farming and animal domestication are recent phenomena in human history, occurring from 10,000 years before present (YBP) onward. Farming arose independently in several parts of the world, including in a region in the Middle East known as the “Fertile Crescent,” which extends from Israel through northern Syria to western Iran. From this region, agriculture expanded in both western and eastern directions. The expansion toward Europe is the most thoroughly studied (Ammerman and Cavalli-Sforza Ammerman and Cavalli-Sforza, 1984Ammerman AJ Cavalli-Sforza LL Neolithic transition and the genetics of populations in Europe. Princeton University Press, Princeton, NJ1984Google Scholar) and began ∼9,000 YBP. The spread of the farming economy toward the east, into the area from Iran to India, started a little later, between the 6th and the 5th millennia b.c. The Neolithic revolution in the Iranian region and in the Indus valley reached its zenith by 6,000 YBP and involved strong urban civilizations such as the Sumerian, the Elamite, and the Harappan. Another major innovation, probably beginning later than agriculture, was the domestication of animals, which is thought to have led to dramatic population expansions in Eurasia. Pastoral nomadism developed in the grasslands of central Asia east of the Volga-Don region, as well as in southeastern Europe, opening up the possibility of rapid movements of large population groups (Zvelebil Zvelebil, 1980Zvelebil M The rise of the nomads in Central Asia.in: Sherratt A The Cambridge encyclopedia of archaeology. Crown, New York1980: 252-256Google Scholar). The spread of these new technologies has been associated with the dispersal of Dravidian and Indo-Iranian languages in southern Asia (Renfrew Renfrew, 1987Renfrew C Archaeology and language: the puzzle of Indo-European origins. Jonathan Cape, London1987Google Scholar; Cavalli-Sforza Cavalli-Sforza, 1988Cavalli-Sforza LL The Basque population and ancient migrations in Europe.Munibe. 1988; 6: 129-137Google Scholar). Specifically, Elamo-Dravidian languages (Ruhlen Ruhlen, 1991Ruhlen M A guide to the world’s languages. Edward Arnold, London1991Google Scholar), which may have originated in the Elam province (Zagros Mountains, southwestern Iran), are now confined to southeastern India and to some isolated groups in Pakistan and northern India. It is hypothesized that the proto–Elamo-Dravidian language, spoken by the Elamites in southwestern Iran, spread eastward with the movement of farmers from this region (Cavalli-Sforza et al. Cavalli-Sforza et al., 1994Cavalli-Sforza LL Piazza A Menozzi P The history and geography of human genes. Princeton University Press, Princeton, NJ1994Google Scholar; Renfrew Renfrew, 1996Renfrew C Languages families and the spread of farming.in: Harris DR The origins and spread of agriculture and pastoralism in Eurasia. Smithsonian Institution Press, Washington, DC1996: 70-92Google Scholar). A later episode, the arrival of pastoral nomads from the central Asian steppes to the Iranian plateau, ∼4,000 YBP, brought with it the Indo-Iranian branch of the Indo-European language family, which eventually replaced Dravidian languages in Iran and most of Pakistan and northern India, perhaps by an elite-dominance process (Renfrew Renfrew, 1987Renfrew C Archaeology and language: the puzzle of Indo-European origins. Jonathan Cape, London1987Google Scholar, Renfrew, 1996Renfrew C Languages families and the spread of farming.in: Harris DR The origins and spread of agriculture and pastoralism in Eurasia. Smithsonian Institution Press, Washington, DC1996: 70-92Google Scholar; Cavalli-Sforza Cavalli-Sforza, 1988Cavalli-Sforza LL The Basque population and ancient migrations in Europe.Munibe. 1988; 6: 129-137Google Scholar). The incursion of these “Aryan” peoples coincided with the decadence of important Neolithic cultures, such as the Harappan civilization, by ∼3,000–4,000 YBP. To date, there is little genetic evidence to support or contradict these linguistic and archeological observations, and the genetic impact of these events has not been evaluated. In the present study, a set of 459 Y chromosomes from several populations located in a key geographical position between the Fertile Crescent, central Asia, the Indus valley, and northern India (table 1) were analyzed, and the results were compared with data from neighboring Pakistani populations. Y-chromosome haplogroups (HGs) were defined by the analysis of 11 biallelic markers (SRY-1532, YAP, SRY-8299, sY81, 12f2, M9, 92R7, SRY-2627, LLY22g, Tat, and RPS4Y) (Bergen et al. Bergen et al., 1999Bergen AW Wang CY Tsai J Jefferson K Dey C Smith KD Park SC Tsai SJ Goldman D An Asian-Native American paternal lineage identified by RPS4Y resequencing and by microsatellite haplotyping.Ann Hum Genet. 1999; 63: 63-80Crossref PubMed Google Scholar; Rosser et al. Rosser et al., 2000Rosser ZH Zerjal T Hurles ME Adojaan M Alavantic D Amorim A Amos W et al.Y-chromosomal diversity in Europe is clinal and influenced primarily by geography, rather than by language.Am J Hum Genet. 2000; 67: 1526-1543Abstract Full Text Full Text PDF PubMed Scopus (482) Google Scholar, and references therein). Two Y-chromosome lineages, HG 9 and HG 3, show frequency clines that may reflect population movements in southwestern Asia (fig. 1A and B). The frequency distribution of these two HGs in the study populations is reported in table 1, together with relevant data from the literature. HG 9, defined by the 12f2 deletion, is largely confined to caucasoid populations, with its highest frequencies being found in Middle Eastern populations (fig. 1A). This HG has been proposed as an indicator of the demic diffusion of farming in Europe (Semino et al. Semino et al., 1996Semino O Passarino G Brega A Fellous M Santachiara-Benerecetti AS A view of the Neolithic demic diffusion in Europe through two Y chromosome-specific markers.Am J Hum Genet. 1996; 59: 964-968PubMed Google Scholar). In Iranian populations, HG 9 shows very high frequencies (∼30%–60%). Populations from the southeastern Caspian region and the Zagros Mountains exhibit the highest frequencies so far observed (∼60%) (fig. 1A). High frequencies of HG 9 have been found throughout the Fertile Crescent region (Hammer et al. Hammer et al., 2000Hammer MF Redd AJ Wood ET Bonner MR Jarjanazi H Karafet T Santachiara-Benerecetti S Oppenheim A Jobling MA Jenkins T Ostrer H Bonne-Tamir B Jewish and Middle Eastern non-Jewish populations share a common pool of Y-chromosome biallelic haplotypes.Proc Natl Acad Sci USA. 2000; 97: 6769-6774Crossref PubMed Scopus (214) Google Scholar): Palestinians, 51%; Lebanese, 46%; and Syrians, 57%. The incidences of HG 9 in Pakistan (18%) and northern India (19%) indicate a decreasing-frequency cline from Iran toward India.Table 1Frequency Distribution of HG 9 and HG 3 in Human Populations from Different RegionsFrequencybFor HG 9 and HG 3, the allelic-state combinations of the 11 biallelic markers analyzed—SRY-1532, YAP, SRY-8299, sY81, 12f2, M9, 92R7, SRY-2627, LLY22g, Tat, and RPS4Y—are G, Alu−, G, A, 8 kb, C, C, C, C, T, and C; and A, Alu−, G, A, 10 kb, G, T, C, C, T, and C, respectively. NT = not tested. (%)RegionaData from the present study are underlined.NHG 9HG 3SourceIran:cDivided on the basis of geographical origin (ascertained until the grandfather’s generation): Zagros Mountains (Kordestan, Lorestan, Elam and Khuzestan), western Caspian (Gilan), eastern Caspian (Mazandaran), central-north (Zanjan, Markazi, Hamadan, and Semnan), central-south (Fars, Esfahan, and Hormozgan), and eastern provinces (Khorasan, Baluchestan, and Kerman). Azarbaijan833417Present study Zagros Mountains34596Present study Western Caspian32533Present study Eastern Caspian255620Present study Tehran region503014Present study Central-north79399Present study Central-south723817Present study Eastern provinces263531Present studyPakistan7081832Present studyIndia: Gujurat581926Present study Jaunpur152NT20Zerjal et al. (Zerjal et al., 1999Zerjal T Pandya A Santos FR Adhikari R Tarazona E Kayser M Evgrafov O Singh L Thangaraj K Destro-Bisol G Thomas MG Qamar R Mehdi SQ Rosser ZH Hurles ME Jobling MA Tyler-Smith C The use of Y-chromosomal DNA variation to investigate population history: recent male spread in Asia and Europe.in: Papiha SS Deka R Chakraborty R Genomic diversity: applications in human populations genetics. Plenum Press, New York1999: 91-102Crossref Google Scholar) Indians mixed72NT15Hammer et al. (Hammer et al., 1998Hammer MF Karafet T Rasanayagam A Wood ET Altheide TK Jenkins T Griffiths RC Templeton AR Zegura SL Out of Africa and back again: nested cladistic analysis of human Y chromosome variation.Mol Biol Evol. 1998; 15: 427-441Crossref PubMed Scopus (271) Google Scholar) Uttar Pradesh627NTSemino et al. (Semino et al., 1996Semino O Passarino G Brega A Fellous M Santachiara-Benerecetti AS A view of the Neolithic demic diffusion in Europe through two Y chromosome-specific markers.Am J Hum Genet. 1996; 59: 964-968PubMed Google Scholar)Sri Lanka83NT15Hammer et al. (Hammer et al., 1998Hammer MF Karafet T Rasanayagam A Wood ET Altheide TK Jenkins T Griffiths RC Templeton AR Zegura SL Out of Africa and back again: nested cladistic analysis of human Y chromosome variation.Mol Biol Evol. 1998; 15: 427-441Crossref PubMed Scopus (271) Google Scholar)Middle East: Lebanon24464Hammer et al. (Hammer et al., 2000Hammer MF Redd AJ Wood ET Bonner MR Jarjanazi H Karafet T Santachiara-Benerecetti S Oppenheim A Jobling MA Jenkins T Ostrer H Bonne-Tamir B Jewish and Middle Eastern non-Jewish populations share a common pool of Y-chromosome biallelic haplotypes.Proc Natl Acad Sci USA. 2000; 97: 6769-6774Crossref PubMed Scopus (214) Google Scholar) Syria91579Hammer et al. (Hammer et al., 2000Hammer MF Redd AJ Wood ET Bonner MR Jarjanazi H Karafet T Santachiara-Benerecetti S Oppenheim A Jobling MA Jenkins T Ostrer H Bonne-Tamir B Jewish and Middle Eastern non-Jewish populations share a common pool of Y-chromosome biallelic haplotypes.Proc Natl Acad Sci USA. 2000; 97: 6769-6774Crossref PubMed Scopus (214) Google Scholar) Palestine73510Hammer et al. (Hammer et al., 2000Hammer MF Redd AJ Wood ET Bonner MR Jarjanazi H Karafet T Santachiara-Benerecetti S Oppenheim A Jobling MA Jenkins T Ostrer H Bonne-Tamir B Jewish and Middle Eastern non-Jewish populations share a common pool of Y-chromosome biallelic haplotypes.Proc Natl Acad Sci USA. 2000; 97: 6769-6774Crossref PubMed Scopus (214) Google Scholar)Europe: Turkey167335Rosser et al. (Rosser et al., 2000Rosser ZH Zerjal T Hurles ME Adojaan M Alavantic D Amorim A Amos W et al.Y-chromosomal diversity in Europe is clinal and influenced primarily by geography, rather than by language.Am J Hum Genet. 2000; 67: 1526-1543Abstract Full Text Full Text PDF PubMed Scopus (482) Google Scholar) Russia122447Rosser et al. 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(Rosser et al., 2000Rosser ZH Zerjal T Hurles ME Adojaan M Alavantic D Amorim A Amos W et al.Y-chromosomal diversity in Europe is clinal and influenced primarily by geography, rather than by language.Am J Hum Genet. 2000; 67: 1526-1543Abstract Full Text Full Text PDF PubMed Scopus (482) Google Scholar)Africa: Algeria27410Rosser et al. (Rosser et al., 2000Rosser ZH Zerjal T Hurles ME Adojaan M Alavantic D Amorim A Amos W et al.Y-chromosomal diversity in Europe is clinal and influenced primarily by geography, rather than by language.Am J Hum Genet. 2000; 67: 1526-1543Abstract Full Text Full Text PDF PubMed Scopus (482) Google Scholar) Sub-Saharan Africa19910Hammer et al. (Hammer et al., 2000Hammer MF Redd AJ Wood ET Bonner MR Jarjanazi H Karafet T Santachiara-Benerecetti S Oppenheim A Jobling MA Jenkins T Ostrer H Bonne-Tamir B Jewish and Middle Eastern non-Jewish populations share a common pool of Y-chromosome biallelic haplotypes.Proc Natl Acad Sci USA. 2000; 97: 6769-6774Crossref PubMed Scopus (214) Google Scholar)a Data from the present study are underlined.b For HG 9 and HG 3, the allelic-state combinations of the 11 biallelic markers analyzed—SRY-1532, YAP, SRY-8299, sY81, 12f2, M9, 92R7, SRY-2627, LLY22g, Tat, and RPS4Y—are G, Alu−, G, A, 8 kb, C, C, C, C, T, and C; and A, Alu−, G, A, 10 kb, G, T, C, C, T, and C, respectively. NT = not tested.c Divided on the basis of geographical origin (ascertained until the grandfather’s generation): Zagros Mountains (Kordestan, Lorestan, Elam and Khuzestan), western Caspian (Gilan), eastern Caspian (Mazandaran), central-north (Zanjan, Markazi, Hamadan, and Semnan), central-south (Fars, Esfahan, and Hormozgan), and eastern provinces (Khorasan, Baluchestan, and Kerman). Open table in a new tab The most likely region of origin of a given HG can be recognized on the basis of two characteristics: it has the highest frequency and the highest diversity. Founder effects and drift in small populations can also lead to high HG frequencies, but this will usually affect neighboring populations differently and be accompanied by low diversity. Genetic diversity within HG 9 was therefore examined by the typing of HG-9 chromosomes from populations in Iran, Pakistan and India, at six microsatellite loci (DYS19, DYS388, DYS390, DYS391, DYS392, and DYS393). If the number of mutations has been low, the haplotype (Ht) that underwent expansion is likely to be the one with the most common allele for each short tandem repeat (STR) (in this case, Ht 13: 14-15-23-10-11-12). This Ht is present in our sample and is most frequent in the Iranian populations examined, as illustrated in the median-joining network (Bandelt et al. Bandelt et al., 1999Bandelt HJ Forster P Röhl A Median-joining networks for inferring intraspecific phylogenies.Mol Biol Evol. 1999; 16: 37-48Crossref PubMed Scopus (8649) Google Scholar) (fig. 2). Both the high incidence and the global haplotypic diversity of Iranian HG-9 chromosomes (D=.97), which are scattered throughout the median-joining network, suggest that this region was the geographical origin of HG 9. Consistently, high haplotypic-diversity values of HG-9 chromosomes are also observed in the Zagros Mountains (D=.97) and southeastern Caspian regions (D=.98), where HG 9 exhibits its highest frequencies. These STR diversity values argue against drift being responsible for the increased HG-9 frequencies in these regions. Altogether, the clinal variation and haplotypic diversity of this Y-chromosomal lineage support a model in which farming dispersal was accompanied by major population movements, probably originating in what was historically defined as Elam, towards the Indus valley, and this movement was associated with the dispersal of Dravidian languages (Renfrew Renfrew, 1996Renfrew C Languages families and the spread of farming.in: Harris DR The origins and spread of agriculture and pastoralism in Eurasia. Smithsonian Institution Press, Washington, DC1996: 70-92Google Scholar). HG 3, defined by a back mutation at SRY-1532, is virtually absent from African, eastern Asian, and Native American populations and is found at its highest frequency in central Asia (Hammer et al. Hammer et al., 1998Hammer MF Karafet T Rasanayagam A Wood ET Altheide TK Jenkins T Griffiths RC Templeton AR Zegura SL Out of Africa and back again: nested cladistic analysis of human Y chromosome variation.Mol Biol Evol. 1998; 15: 427-441Crossref PubMed Scopus (271) Google Scholar; Karafet et al. Karafet et al., 1999Karafet TM Zegura SL Posukh O Osipova L Bergen A Long J Goldman D Klitz W Harihara S de Knijff P Wiebe V Griffiths RC Templeton AR Hammer MF Ancestral Asian source(s) of New World Y-chromosome founder haplotypes.Am J Hum Genet. 1999; 64: 817-831Abstract Full Text Full Text PDF PubMed Scopus (241) Google Scholar; Zerjal et al. Zerjal et al., 1999Zerjal T Pandya A Santos FR Adhikari R Tarazona E Kayser M Evgrafov O Singh L Thangaraj K Destro-Bisol G Thomas MG Qamar R Mehdi SQ Rosser ZH Hurles ME Jobling MA Tyler-Smith C The use of Y-chromosomal DNA variation to investigate population history: recent male spread in Asia and Europe.in: Papiha SS Deka R Chakraborty R Genomic diversity: applications in human populations genetics. Plenum Press, New York1999: 91-102Crossref Google Scholar)—Russia, 50% and the Altai, 52%—with a decreasing-frequency cline westward into Europe (Zerjal et al. Zerjal et al., 1999Zerjal T Pandya A Santos FR Adhikari R Tarazona E Kayser M Evgrafov O Singh L Thangaraj K Destro-Bisol G Thomas MG Qamar R Mehdi SQ Rosser ZH Hurles ME Jobling MA Tyler-Smith C The use of Y-chromosomal DNA variation to investigate population history: recent male spread in Asia and Europe.in: Papiha SS Deka R Chakraborty R Genomic diversity: applications in human populations genetics. Plenum Press, New York1999: 91-102Crossref Google Scholar; Rosser et al. Rosser et al., 2000Rosser ZH Zerjal T Hurles ME Adojaan M Alavantic D Amorim A Amos W et al.Y-chromosomal diversity in Europe is clinal and influenced primarily by geography, rather than by language.Am J Hum Genet. 2000; 67: 1526-1543Abstract Full Text Full Text PDF PubMed Scopus (482) Google Scholar); this evidence suggests central Asia as the source region of this marker. The distribution of HG 3 in Iran shows marked differences between western and eastern provinces (southwestern Caspian [3%] vs. eastern provinces [31%]) (fig. 1B), with a decreasing-frequency cline towards India (Pakistan [32%], northern India [26%]). When the very low frequencies of HG 3 in the Middle East (Hammer et al. Hammer et al., 2000Hammer MF Redd AJ Wood ET Bonner MR Jarjanazi H Karafet T Santachiara-Benerecetti S Oppenheim A Jobling MA Jenkins T Ostrer H Bonne-Tamir B Jewish and Middle Eastern non-Jewish populations share a common pool of Y-chromosome biallelic haplotypes.Proc Natl Acad Sci USA. 2000; 97: 6769-6774Crossref PubMed Scopus (214) Google Scholar) are taken into account, the frequency pattern of HG 3 in southwestern Asia (table 1) supports the idea that Indo-European speakers spread from Central Asia into modern Iran via an eastern-Caspian route, as well as into India. The relatively high frequency and haplotypic diversity (D=.90) of HG 3 in our Indian sample suggests that the number of individuals entering from the west was large. This view is supported by the presence of HG 3 throughout most of the Indian subcontinent (table 1), showing that this lineage spread over a vast area. As a result of coalescence analysis, the mutations defining HG 9 and HG 3 have been dated to ∼14,800 and ∼7,500 YBP, respectively (Karafet et al. Karafet et al., 1999Karafet TM Zegura SL Posukh O Osipova L Bergen A Long J Goldman D Klitz W Harihara S de Knijff P Wiebe V Griffiths RC Templeton AR Hammer MF Ancestral Asian source(s) of New World Y-chromosome founder haplotypes.Am J Hum Genet. 1999; 64: 817-831Abstract Full Text Full Text PDF PubMed Scopus (241) Google Scholar; Hammer et al. Hammer et al., 2000Hammer MF Redd AJ Wood ET Bonner MR Jarjanazi H Karafet T Santachiara-Benerecetti S Oppenheim A Jobling MA Jenkins T Ostrer H Bonne-Tamir B Jewish and Middle Eastern non-Jewish populations share a common pool of Y-chromosome biallelic haplotypes.Proc Natl Acad Sci USA. 2000; 97: 6769-6774Crossref PubMed Scopus (214) Google Scholar). 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Several factors—such as the distinctive demographic histories of the populations sampled and the diverse mutation rates of microsatellite loci among different Y-chromosome backgrounds (or HGs)—may distort estimates of age. Consequently, the history of this single locus is not necessarily the history of the population, because of drift, selection, or male-specific behavior.Table 2Estimated Ages for HG 9 and HG 3 in Southwestern AsiaAgebYBP. An average μ of 0.18% per locus per generation was assumed.(95% CIcThe 95% CI of the μ estimate was taken into account in the calculation of the 95% CI (9.8×10−4–3.1×10−3) for the coalescence estimates.) at Generation Time =HG and Region (Mean VarianceaOf the microsatellite repeats, averaged across loci.)20 Years30 YearsHG 9: Iran (.57)6,300 (3,700–11,600)9,500 (5,500–17,400) Pakistan (.47)5,200 (3,000–9,600)7,800 (4,500–14,400) India (.36)4,000 (2,300–7,300)6,000 (3,500–11,000)HG 3: Iran (.38)4,200 (2,500–7,800)6,300 (3,700–11,600) Pakistan (.37)4,100 (2,400–7,600)6,200 (3,600–11,300) India (.33)3,700 (2,100–6,700)5,500 (3,200–10,100)a Of the microsatellite repeats, averaged across loci.b YBP. An average μ of 0.18% per locus per generation was assumed.c The 95% CI of the μ estimate was taken into account in the calculation of the 95% CI (9.8×10−4–3.1×10−3) for the coalescence estimates. 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Although alternative, more complex explanations are possible, the analysis of the modern male-specific gene pools in these populations suggests that major demographic events, involving migration and admixture, accompanied these important historical and linguistic events. We thank Evelyne Heyer, François Jacquesson, and Chris Ottolenghi for fruitful discussions, and we thank two anonymous reviewers for helpful remarks. We are grateful to Christiana Di Rocco for help with the Y-chromosome STR typing. We acknowledge support from Institut National de la Santé et de la Recherche Médicale and Fondation pour la Recherche Médicale (to L.Q.-M., C.K., and K.M.), Telethon Italy, grant 281/b (to C.K.), The Wellcome Trust (to T.Z., S.Q.M., Q.A., R.Q., and A.M.) and the Cancer Research Campaign (to C.T.-S.). M.A.J. is a Wellcome Trust Senior Fellow supported by grant 057559.

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